【CFA職業(yè)倫理】Ricky, CFA, an analyst for a hedge fund, is attending a key industry conference for the microelectronics industry. At lunch, Ricky sits next to a table of conference attendees and realizes the group includes the president of a publicly traded company in the microelectronics industry, ABC, a company Ricky follows. During the lunch, Ricky overhears that the president complaining ABC factories are experiencing a production delay problem. The president also mentions that the delay will reduce ABC’s earnings by more than 20% during the next year if not solved. Ricky relays this information to the portfolio manager he reports to at the hedge fund and explains that he recommended ABC as a buy in a recent research report. The manager asks Ricky to write up a negative report on ABC so the fund can sell the stock. According to the CFA Institute Standards of Professional Conduct, Ricky should least likely:

A. revise his research report.

B. request the portfolio manager not act on the information.

C. leave his research report as it is.

Solution: A

金程CFA小編每天分享CFA一級(jí)歷年考試真題，囊括職業(yè)倫理、經(jīng)濟(jì)學(xué)、財(cái)務(wù)報(bào)表分析、組合管理、數(shù)量分析等內(nèi)容。

相關(guān)CFA內(nèi)容推薦： CFA CFA報(bào)名 CFA考試

【CFA題庫(kù)】想要的應(yīng)有盡有，注冊(cè)即可使用。涉及很多金融考試領(lǐng)域哦！>http://m.h8045.cn/exam/

金程網(wǎng)校CFA頻道特在12月CFA考試前，準(zhǔn)備一系列CFA考試直播，幫助梳理CFA必考點(diǎn)、CFA重難點(diǎn)等內(nèi)容。

CFA一級(jí)習(xí)題串講系列之“企業(yè)理財(cái)、衍生”http://m.h8045.cn/live/cfa/182.shtml

CFA一級(jí)習(xí)題串講系列之“權(quán)益類、其它類投資分析”http://m.h8045.cn/live/cfa/183.shtml

CFA一級(jí)習(xí)題串講系列之“財(cái)務(wù)報(bào)表分析”http://m.h8045.cn/live/cfa/184.shtml

CFA一級(jí)習(xí)題串講系列之“總復(fù)習(xí)（一）”http://m.h8045.cn/live/cfa/262.shtml

CFA一級(jí)習(xí)題串講系列之“總復(fù)習(xí)（一）”http://m.h8045.cn/live/cfa/263.shtml