阿同學(xué)
2025-07-18 19:20第三題哪里看出來(lái)他提醒客戶不是best execution了,不是只說(shuō)他concerned嗎?
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Vincent助教
2025-07-24 10:15
該回答已被題主采納
你好
Ronoldo is concerned that this direction may limit SZR’s ability to achieve best execution, but after Sastre acknowledges in writing that this is their preference, Ronoldo agrees to follow Sastre’s direction.
從題干中判斷,but after....Ronoldo agrees,說(shuō)明一開(kāi)始R是不建議的,但客戶堅(jiān)持,并提供書(shū)面確認(rèn),于是執(zhí)行。
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追問(wèn)
但也有可能就是客戶一開(kāi)始就堅(jiān)持,并且客戶直接一開(kāi)始就給了書(shū)面確認(rèn),他直接默認(rèn)了。這種實(shí)務(wù)中很多,所以我不是很理解。
