173****5805
2023-05-07 00:27adcd解釋一下謝謝
所屬:FRM Part II > Operational Risk and Resiliency 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個回答
Michael助教
2023-05-07 13:24
該回答已被題主采納
學員你好。
City ace should avoid outsourcing risk management activities, especially interest rate risk and model risk, because these are core competencies(核心的業(yè)務不能外包,風險太大)
If the service provider is foreign-based, City ace should ensure the provider is in compliance with applicable U.S.laws, regulations, and regulatory guidance.(合理,第三方公司應該遵循法律法規(guī),不然會連帶city)
City ace should ensure an effective process is in place to review and approve any incentive compensation that may be embedded in service provider contracts(所有的給到第三方的激勵方案要審核,因為要防止利益沖突,以及需要評估這些激勵方案會不會增加第三方的風險)
City ace should consider especially the following risks in outsourcing: compliance risks, concentration risks, reputational risks, country risks, operational risks, and legal risks(這個課程的原話,第三方風險可以細分為如上6類)
