這里脫離和告知公司之間有沒有先后時(shí)間順序呢？應(yīng)該是先告知公司，公司不處理或者處理失敗再脫離吧，所以選了 B
選項(xiàng)a，不需要告知客戶金額嗎？
獨(dú)立研究公司，能接有甲方帶有目的性的延報(bào)嗎？題目說了甲方有目的，這個(gè)不會妨礙公司的independent嗎
b選項(xiàng)看著像是和法規(guī)法律有關(guān)，為啥選b能再解釋下嗎
C為什么不對呀
這道題考的是什么
他不是書面遞交了嗎？那么違反這兩條的原因是什么
沒分析明白BC
這是哪里的知識點(diǎn)，老師能發(fā)一下在筆記中的位置嗎
這個(gè)situation influence 到底是啥意思，為啥這個(gè)能分解內(nèi)外因素，老師能講一下嗎
遵循AMC是什么意思？
When a client asks her how she makes investment decisions, Petra Vogler, CFA, tells the client she uses mosaic theory. According to Vogler, the theory involves analyzing public and nonmaterial nonpublic information including the evaluation of statements made to her by company insiders in one-on-one meetings where management discusses new earnings projections not known to the public. Vogler also gathers general industry information from industry experts she has contacted. Vogler violates the CFA Institute Standards of Professional Conduct because of her use of:請問付費(fèi)專家報(bào)告這個(gè)屬于馬賽克理論里面哪個(gè)象限的信息?有可能非重大或重大，也有可能非公開或者公開，不能具體劃分嗎
Simon Jensen, CFA, a portfolio manager, participates in an IPO of PT Tech. Jensen prorates the oversubscribed issue on an odd-lot basis to suitable clients. After the successful IPO, his colleague Todd Durkny, a CFA candidate, initiates coverage of PT Tech and sends her "buy" recommendation to all clients by email. She then calls her premium fee-paying clients to discuss PT Tech in-depth. Whose actions are consistent with the Standards?請問這里Jensen違反準(zhǔn)則的原因是因?yàn)樽隽肆銛?shù)交易，而沒有以最小交易單位交易嗎？謝謝。
沒懂為什么違反了loyalty那條
Soft dollar 和 brokerage commissions 的區(qū)別是什么？之前的問答中說是一樣的，但名字不同??？而且兩者分別是誰付給誰的，及其如何使用？
程寶問答
金程問答