reading1第11題為什么選c
reading1第十題為什么選b
reading1第八題的a錯(cuò)在哪
reading1第七題為什么不選a
第五題為什么選b
新考綱里,道德部分有變化嗎?
老師文中說的‘標(biāo)的’是什么意思?
老師,請(qǐng)問selective disclosure的信息是屬于nonpublic的消息嗎?課程中舉例提到的官網(wǎng)需要付費(fèi)才能看到的信息屬于公開還是非公開信息呢?視頻中沒理解。謝謝!
向合規(guī)部門咨詢后(but can’t be absolved from requirements to compliance)不太理解后面的意思
老師,我想問問,不是說高爾夫是會(huì)議結(jié)束后的一天嘛,完成后不是可以接受獎(jiǎng)勵(lì)嗎,為什么不能選b
Gubler, a manager of insurance company, has an IPS mandate for highly liquid investments. Recently he is attracted by a VC seed fund which has a fairly long lock-up period and after extensive analysis he invests 4% in the seed fund, leaving the portfolio's total equity exposure still well below its upper limit. 老師您好,這是講義中的一道case題,麻煩您能詳細(xì)解釋一下該案例所違反的條例嗎? 同時(shí)麻煩老師幫忙講解Mandate的意思及例子,謝謝!
請(qǐng)問可以詳細(xì)解釋一下risk-arbitrage trading么?根據(jù)原文 "In risk-arbitrage trading, the case for a trading prohibition is more compelling than it is in the case of market making. The impetus for arbitrage trading is neither passive nor reactive, and the potential for illegal profits is greater than in market making. The most prudent course for firms is to suspend arbitrage activity when a security is placed on the watch list. Those firms that continue arbitrage activity face a high hurdle(障礙) in proving the adequacy of their internal procedures for preventing trading on material nonpublic information and must demonstrate a stringent review and documentation of firm trades." - P97, L1V1,1)為什么long-short同時(shí)就可以?2)如何得出結(jié)論“在得到MNI時(shí),只有跨國大公司可以做risk-arbitrage trading"? 3)可否解釋一下原文中“The impetus for arbitrage trading is neither passive nor reactive, and the potential for illegal profits is greater than in market making. ”這句活的內(nèi)涵? 問題有點(diǎn)多。。辛苦老師了!
解析老師講的三個(gè)選項(xiàng)都不正確,那最后為什么選B?
題目不是問Not correct?第一個(gè)就錯(cuò)了啊
老師好,我有一個(gè)針對(duì)case 15的問題。我們能不能這樣看待這個(gè)case,這個(gè)分析師認(rèn)為公司觀點(diǎn)是不正確的,為了保護(hù)客戶的利益他在私人的博客上闡述自己認(rèn)為對(duì)的觀點(diǎn)。這樣說來是不是就不算違規(guī),因?yàn)榭蛻衾娓哂诠椭骼妗?
程寶問答