金程問(wèn)答道德,Q42,老師題目在case中的定位信息在哪?考察什么知識(shí)點(diǎn)?怎么解?謝謝
道德,Q41,老師題目在case中的定位信息在哪?考察什么知識(shí)點(diǎn)?怎么解?謝謝
道德,MA2-Q5 To?best?comply with the Standard related to performance presentation, Somer should modify the:
道德,MA2-Q4 In her social media post, does DeLeon violate the Standards?
道德,MA2-Q3 In approving the real estate appraisal, Fennel violated the Standard related to:
道德,MA2-Q2 According to the Standards, addressing the high-net-worth client’s investment objectives is the responsibility of:
道德,MA1-Q3 Cadler’s quick-thinking action?most likely?violated Standard V(A): Diligence and Reasonable Basis because: A outside parties influenced their investment action. ? B of the timing and execution of the small-cap share trades. C of an inappropriate swap of small-cap to large-cap shares.?
第一題 哪里說(shuō)這個(gè)是incentive fee而不是reference fee呢?這明明是推薦客戶(hù)然后給的推薦費(fèi)呀?迷茫
第二題 為什么選c不選b,non- discretionary是什么意思
第4題,請(qǐng)問(wèn)題干如何體現(xiàn)這位smallest客戶(hù)是低風(fēng)險(xiǎn)投資者?
Q1: 不當(dāng)陳述有三個(gè)要點(diǎn),其中一個(gè)是錯(cuò)誤信息。那么這里他知道持有大量那家公司的股票,但他說(shuō)他不確定是否會(huì)持有,這是不是屬于假話(huà),等同于錯(cuò)誤信息呢?
Q2:根據(jù)勤勉職責(zé),如果不理解某一項(xiàng)內(nèi)容或方法,是不是應(yīng)該盡職責(zé)去了解。但這里原文中提到的是不了解所以刪除,而不是不符合公司分析方式而刪除,我覺(jué)得應(yīng)該偏向Due diligence 這一項(xiàng)吧?
第四題,為什么不選C
道德Q39,請(qǐng)老師講解一下選項(xiàng)對(duì)應(yīng)到CASE中的信息在哪?考察什么知識(shí)點(diǎn)?謝謝
道德Q32,請(qǐng)老師講解一下選項(xiàng)對(duì)應(yīng)到CASE中的信息在哪?謝謝
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